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ASSISTANT MANAGER COMPLIANCE [SP1214-07]

Job title: ASSISTANT MANAGER COMPLIANCE [SP1214-07]
Contract type: Permanent
Location: Malaysia
Specialisation:
Industry: Banking & Financial Services
Salary: 5000.00 - 6000.00
Start date: 24 Apr 2020
Job Reference: 44422
Contact details: Saw Seow Peng
Contact email: seowpeng.saw@jac-recruitment.com
Job published: 24 days ago

JOB RESPONSIBILITIES

  • Conduct periodic internal reviews or audits to ensure that compliance procedures are followed
  • Conduct or direct the internal investigation of compliance issues
  • Assess product, compliance, or operational risks and develop risk management strategies
  • Identify compliance issues that require follow-up or investigation
  • Disseminate written policies and procedures related to compliance activities
  • File appropriate compliance reports with regulatory agencies
  • Maintain documentation of compliance activities, such as complaints received or investigation outcomes
  • Consult with corporate attorneys as necessary to address difficult legal compliance issues
  • Discuss emerging compliance issues with management or employees
  • Provide employee training on compliance related topics, policies, or procedures
  • Provide assistance to internal or external auditors in compliance reviews
  • Prepare management reports regarding compliance operations and progress
  • Monitor compliance systems to ensure their effectiveness

JOB REQUIREMENTS

  • Degree in any related field
  • 5-7 years of compliance working experience in financial services industry
  • Familiar with Security Commission Guidelines and BNM regulations